May 2016: The California Department of Business Oversite has issued a permanent Cease and Desist order against Mark Shawzin. CLICK HERE to verify.
February-December 2003: The NFA initially issued a notice of intent to deny registration to Norsota Capital Group LLC and Mark Shawzin. The Notice of Intent also charged that Norsota is statutorily disqualified from registration under Section 8a(2)(H) of the Securities Exchange Act of 1934, for having Shawzin as an unfit principal. First Norsota and then Shawzin withdrew their applications. CLICK HERE to verify.
July 2002: The United States District court entered a final judgement in a case of the SEC vs. a number of people including Mark Shawzin for violations of the Securities Act of 1934. This included a Final Consent Judgment of Permanent Injunction and Other Relief against Mark Shawzin. CLICK HERE to verify.